Securities and Capital Market Advisory / SEBI

  • Listing of Securities – Equity or Debt Instrument

  • Co-ordination and Submission of Certificate relating to Transfer-cum-Demat of Shares as required under NSDL / CDSL Bye-laws

  • Preparation of Annual Report incorporating the requirements of Corporate Governance

  • Compliance and filings of under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

  • Compliance and Filings under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015

  • Advising on various SEBI Regulations like SEBI Takeover Code, SEBI Insider Trading Regulations, SEBI (ICDR) Regulations, 2009, SEBI Portfolio Managers Regulations, SEBI Broker Regulations concerning IPO, Public Issue, Right Issue, Bonus Issue, Preferential Allotment, QIP, Delisting, etc.

  • Assisting in the Delisting of Companies from Stock Exchanges under SEBI (De-listing of Equity Shares) Regulations, 2009.

  • Compliance and filings under Listing Agreements with the Exchanges

  • SME Listings

  • Payment of Annual Listing fees

  • Issue of Certificates under the Listing Agreements

  • Monthly Submission of Details of Dematerialization of Securities

  • Compliance, Management, and filings of Open Offer of Listed Entities

  • QIP / Preferential Allotment / Buy Back Compliance and QIP Placement

  • Direct Listing of Securities on the Exchange

  • Issue and Compliance Management of FCCBs / ADRs / GDRs

  • Revocation of suspension of trading of securities of the Company from the Exchange.

  • Assisting in obtaining various regulatory approvals from SEBI / BSE / NSE

  • Assistance and Compliance and Managing IPO / FPO / Pre IPO placement of Securities